• Global Compliance Firmwide Fiduciary Team - Executive Director Regulatory Change Management Jobs in New York, NY 10176

    Jobs 1 to 20 of 1,028

  • Chief Compliance Officer

    Lime Trading • New York, NY 10261
    Chief Compliance Officer - Execution Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting... Read More

  • Chief Compliance Officer- $75 Billion Alternative Asset Manager

    Atlantic Group • Maplewood, NJ 07040
    $75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer... Read More

  • Compliance Officer

    Cardea Group • New York, NY 10261
    Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as... Read More

  • VP Compliance Officer - Risk Assessment

    QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261
    As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More

  • Crypto Compliance Officer

    JCW • New York, NY 10261
    Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer... Read More

  • Senior Vice President, Compliance & Control Manager

    BNY Mellon • New York, NY 10261
    Job Description Who we are: BNY Mellon is a global investments company dedicated to helping its clients manage and service their... Read More

  • Trade Surveillance Compliance Officer

    Partnership Employment • New York, NY 10261
    Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm... Read More

  • Director, Regulatory Affairs Strategy

    NS Pharma, Inc. • Paramus, NJ 07653
    Responsible for developing and implementing short and long term global regulatory strategies that support the success of... Read More

  • Compliance Officer - Residential Mortgage/Licensing/Exam Management

    FirstKey Mortgage, LLC • New York, NY 10261
    Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management... Read More

  • Compliance Officer-Swap Dealer/Security-Based Swap Dealer

    Natixis Corporate & Investment Banking • New York, NY 10261
    Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the... Read More

  • Contract Compliance Officer Night Shift

    City Wide Facility Solutions • Paramus, NJ 07653
    City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern... Read More

  • Director Credit Risk

    First Citizens Bank • New York, NY 10036
    Overview The Director of Credit Policy and Governance is responsible for serving as the subject matter expert on credit governance... Read More

  • Regulatory Compliance Manager

    The Jacobson Group • New York, NY 10261
    Job Description: A P C company is looking for a State Filings Manager to be responsible for the direct management and oversight of... Read More

  • Director, Regulatory Affairs Strategy, Hematology

    Regeneron Pharmaceuticals, Inc. • Tarrytown, NY 10591
    The Director Regulatory Affairs will provide leadership on global regulatory activities for the assigned products. Responsibility... Read More

  • Compliance Manager

    Solomon Page • New York, NY 10261
    We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service,... Read More

  • Associate Director, Regulatory Affairs Strategy - Oncology

    Regeneron Pharmaceuticals, Inc. • Tarrytown, NY 10591
    The Associate Director Regulatory Affairs will provide leadership on global regulatory activities for the assigned products.... Read More

  • Corporate Compliance Manager

    Lexitas Legal Talent Outsourcing • New York, NY 10261
    Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance and... Read More

  • Sr. Compliance Manager

    SBG Funding • New York, NY 10261
    Sr. Compliance Manager About SBG Funding SBG Funding is one of the nation s leading sources of business funding. We are a... Read More

  • Director, Regulatory Affairs Strategy, Hematology

    Regeneron Pharmaceuticals, Inc. • Basking Ridge, NJ 07920
    The Director Regulatory Affairs will provide leadership on global regulatory activities for the assigned products. Responsibility... Read More

  • Compliance Testing Officer

    Partnership Employment • Greenwich, CT 06831
    Responsibilities Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with... Read More

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