• Chief Compliance Officer Jobs in New York, NY 10176

    Jobs 1 to 20 of 1,090

  • Chief Compliance Officer

    Lime Trading • New York, NY 10261
    Chief Compliance Officer - Execution Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting... Read More

  • Chief Compliance Officer- $75 Billion Alternative Asset Manager

    Atlantic Group • Maplewood, NJ 07040
    $75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer... Read More

  • VP Compliance Officer - Risk Assessment

    QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261
    As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More

  • SVB - Vice President I, Corporate Banking - Credit Solutions

    First Citizens Bank • New York, NY 10036
    Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • Vice President Compliance Monitoring

    Coda Search¦Staffing • New York, NY 10261
    Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and... Read More

  • SVB - Vice President I, Relationship Management, Life Science & Healthcare Banking

    First Citizens Bank • New York, NY 10036
    Overview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts.... Read More

  • SVB - Vice President I Global Fund Banking- Portfolio Management

    First Citizens Bank • New York, NY 10036
    Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • SVB - Vice President I, Credit Solutions - FinTech

    First Citizens Bank • New York, NY 10036
    Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • VP, Syndicated Loan Group

    First Citizens Bank • New York, NY 10036
    Overview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of... Read More

  • Compliance Officer

    Cardea Group • New York, NY 10261
    Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as... Read More

  • SVB - Vice President I, Technology Relationship Banking - Consumer Internet

    First Citizens Bank • New York, NY 10036
    Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • Vice President - Renewable Energy Project Finance (New York)

    First Citizens Bank • New York, NY 10036
    Overview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More

  • VP, ETF ADVISOR COMPLIANCE

    BNY Mellon • New York, NY 10261
    Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business,... Read More

  • VP, Senior Underwriter/Portfolio Manager - Sponsor

    First Citizens Bank • New York, NY 10036
    Overview This is an opportunity to work within a small and growing group for a top 20 U.S. Bank with significant advancement... Read More

  • Legal & Compliance Analyst

    Atlantic Group • New York, NY 10001
    Role Overview Legal Compliance Analyst: Join our client, a leading financial advisory firm serving high net worth individuals,... Read More

  • SVB VP I Portfolio Management- Start Up Banking

    First Citizens Bank • New York, NY 10036
    Overview T ogether, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • Chief Executive Officer (CEO) - Retail Financial Brokerage

    Salient • Jersey City, NJ 07097
    Chief Executive Officer - Retail Financial Brokerage Role Overview: The ideal candidate will manage the overall operations of the... Read More

  • Crypto Compliance Officer

    JCW • New York, NY 10261
    Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer... Read More

  • Financial Crimes Compliance Vice President

    Mitsubishi UFJ Trust and Banking Corporation, New York Branch • New York, NY 10261
    Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global... Read More

  • Chief Executive Officer

    The Military Veteran • New York, NY 10261
    Title: CEO Direct Reports: Portfolio business managers, supervisors and leadership team Location: Long Island, New York About Us... Read More

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