• Associate, Contract Compliance Jobs in New York, NY 10176

    Jobs 1 to 20 of 124

  • Senior Compliance Analyst - Enhanced Due Diligence (Remote)

    First Citizens Bank • New York, NY 10036
    Overview The Senior Compliance Analyst is part of FCB Financial Intelligence Unit s Due Diligence Group team with the specific... Read More

  • Compliance Associate

    Larson Maddox • New York, NY 10261
    Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a... Read More

  • Legal & Compliance Associate

    Reputable Staffing, Inc. • New York, NY 10261
    Our client is seeking a Compliance professional to join their Legal Compliance team in providing the following support for their... Read More

  • Compliance Associate

    Partnership Employment • Stamford, CT 06925
    Asset Manager is looking to hire a Compliance Associate to join their growing team. Candidate will be assisting with the overall... Read More

  • Operations and Compliance Associate

    4Thought Financial Group, Inc. • Syosset, NY 11791
    Job Description: Title: Operations and Compliance Associate (for an independent SEC Registered Investment Adviser (RIA))... Read More

  • Compliance Analyst

    Atlantic Group • New York, NY 10261
    Location: NYC - Midtown (3-4 days in office) Compensation: $100k-$120k base + bonus ($20k-$30k) A global investment firm is seeking... Read More

  • Compliance Officer

    Cardea Group • New York, NY 10261
    Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as... Read More

  • Legal & Compliance Analyst

    Atlantic Group • New York, NY 10001
    Role Overview Legal Compliance Analyst: Join our client, a leading financial advisory firm serving high net worth individuals,... Read More

  • Compliance Analyst

    Mitchell Martin Inc. • Jersey City, NJ 07097
    Title: Legal and Compliance Analyst Location: Jersey City, NJ Position Type: Contract SKILLS EXPERIENCE WE RE LOOKING FOR BASIC... Read More

  • Crypto Compliance Officer

    JCW • New York, NY 10261
    Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer... Read More

  • Regulatory Compliance Analyst

    The Jacobson Group • New York, NY 10261
    Job Description: A property casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form... Read More

  • Trade Surveillance Compliance Officer

    Partnership Employment • New York, NY 10261
    Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm... Read More

  • Trade Surveillance Compliance Analyst - Financial Services

    East End Resources • New York, NY 10261
    COMPLIANCE ANALYST New York, NY Our client, a NYC-based trading firm is looking for a Compliance Analyst. The team is charged with... Read More

  • Investment Management Compliance Analyst

    Mission Staffing • New York, NY 10261
    Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their... Read More

  • Compliance Analyst - Private Equity

    Mission Staffing • New York, NY 10261
    Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their... Read More

  • Compliance Analyst

    BBVA • New City, NY 10956
    Compliance Analyst Job Description Assist team with the implementation of an effective compliance program identifying and... Read More

  • Fair Lending Compliance Analyst

    Partnership Employment • Paterson, NJ 07544
    Bank located in NJ is looking to hire a Fair Lending Compliance Analyst Develop, implement, and oversee the Bank s Compliance Fair... Read More

  • Compliance Analyst (1940s Investment Advisor Act Required)

    Jobot • New York, NY 10261
    Global Asset Management Firm Seeks Compliance Analyst to Join Growing Compliance Team!! Great Benefits! Great Flexibility!... Read More

  • Associate Consultant - Compliance Project Manager

    Sia Partners • New York, NY 10261
    Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting... Read More

  • Compliance Analyst

    Madison-Davis, LLC • Stamford, CT 06925
    Asset management company located in Stamford Connecticut looking to bring on board a Compliance Analyst to join their team. They... Read More

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