Junior Compliance Officer Jobs in New York, NY 10036

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

Chief Compliance Officer - Execution Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for... Read More

Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and... Read More

Summary: The Compliance Department at Credit Agricole s Combined US Operations (CUSO) is looking for an experienced executive to join us as the Policies and Procedures... Read More

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the... Read More

Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer is seeking a skilled and experienced... Read More

Summary: The Compliance Department at Credit Agricole s Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Central... Read More

Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read More

Summary: Reporting to the Head of Compliance Risk Assessment, the Compliance Risk Assessment Officer (CRAO) is in charge implementing CACIB US Compliance Risk Assessment... Read More

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More

City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ) City Wide ,... Read More

Responsibilities Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with applicable regulatory requirements The... Read More

Compliance Officer - Wall Cross Research This role will provide senior Compliance coverage in relation to handling and preventing the use of material non-public... Read More

Requisition ID: 193847 Salary Range: 85,700.00 - 159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors,... Read More

Job Description Agency Description: The New York City Department of Housing Preservation Development (HPD) is the nations largest municipal housing preservation and... Read More

Your Impact The General Counsel / Chief Ethics and Compliance Officer is the senior-most legal executive in the organization, responsible for providing strategic legal... Read More

Greystone is a private national commercial real estate finance company with an established reputation as a leader in multifamily and healthcare finance, with over $13... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.... Read More

Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the... Read More