Regulatory Analyst III (Financial Analysis) Jobs in United States

Overview Supports the engagement between IT, regulators and regulatory relations. Assist with exams, coordinate regulatory communications, and provide consultative services. Consulted as the subject matter expert in regulatory interactions and communications. Prepare... Read More

We are currently seeking a Regulatory Analyst in the Rates Tariffs department, who will report to the manager as a key contributor in the preparation, filing and administration of tariff and rate type filings in compliance with regulatory requirements. The incumbent in... Read More

Overview This position will play a key role for the IT Regulatory Coordination oversight function by ensuring complex information from multiple internal business partners flows efficiently and effectively to external regulators. This role will be responsible for... Read More

Overview The Regulatory Relations team partners with stakeholders across the bank to provide guidance and assistance with regulatory interactions and serves as the central point of contact with FCB s primary regulators. The Business Analyst II provides operational and... Read More

Overview Responsibilities will include managing the day to day operational activities of the broker-dealer and investment advisers to include: complaints management, conflicts of interest, branch inspections, data reconciliation, and answering general compliance... Read More