• Corporate Compliance - Employee Conduct Analytics - Compliance Officer - Associate Jobs in Brooklyn, NY 11225

    Jobs 1 to 20 of 206

  • Senior Compliance Analyst - Enhanced Due Diligence (Remote)

    First Citizens Bank • New York, NY 10036
    Overview The Senior Compliance Analyst is part of FCB Financial Intelligence Unit s Due Diligence Group team with the specific... Read More

  • Anti-Money Laundering Analyst

    Robert Half • New York, NY 10261
    Robert Half is urgently staffing a long-term engagement for experienced Anti-Money Laundering Analysts. Start Date: April 15, 2024... Read More

  • Compliance Associate

    Larson Maddox • New York, NY 10261
    Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a... Read More

  • Legal & Compliance Associate

    Reputable Staffing, Inc. • New York, NY 10261
    Our client is seeking a Compliance professional to join their Legal Compliance team in providing the following support for their... Read More

  • Compliance Officer

    Cardea Group • New York, NY 10261
    Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as... Read More

  • Compliance Analyst

    Atlantic Group • New York, NY 10261
    Location: NYC - Midtown (3-4 days in office) Compensation: $100k-$120k base + bonus ($20k-$30k) A global investment firm is seeking... Read More

  • Crypto Compliance Officer

    JCW • New York, NY 10261
    Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer... Read More

  • Trade Surveillance Compliance Officer

    Partnership Employment • New York, NY 10261
    Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm... Read More

  • Compliance Analyst

    Mitchell Martin Inc. • Jersey City, NJ 07097
    Title: Legal and Compliance Analyst Location: Jersey City, NJ Position Type: Contract SKILLS EXPERIENCE WE RE LOOKING FOR BASIC... Read More

  • Legal & Compliance Analyst

    Atlantic Group • New York, NY 10001
    Role Overview Legal Compliance Analyst: Join our client, a leading financial advisory firm serving high net worth individuals,... Read More

  • Regulatory Compliance Analyst

    The Jacobson Group • New York, NY 10261
    Job Description: A property casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form... Read More

  • Operations and Compliance Associate

    4Thought Financial Group, Inc. • Syosset, NY 11791
    Job Description: Title: Operations and Compliance Associate (for an independent SEC Registered Investment Adviser (RIA))... Read More

  • Chief Compliance Officer Swap Execution Facility

    BGC Group • New York, NY 10261
    Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently... Read More

  • Compliance Associate

    Partnership Employment • Stamford, CT 06925
    Asset Manager is looking to hire a Compliance Associate to join their growing team. Candidate will be assisting with the overall... Read More

  • Compliance Officer - Residential Mortgage/Licensing/Exam Management

    FirstKey Mortgage, LLC • New York, NY 10261
    Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management... Read More

  • Investment Management Compliance Analyst

    Mission Staffing • New York, NY 10261
    Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their... Read More

  • Compliance Analyst - Private Equity

    Mission Staffing • New York, NY 10261
    Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their... Read More

  • Senior Quality Compliance Analyst

    AbbVie • Somerville, NJ 08876
    Company Description AbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues... Read More

  • Associate, Anti-Money Laundering (AML) Risk Negative News Screening (NNS) Escalation Team

    Morgan Stanley • Purchase, NY 10577
    Morgan Stanley (MS) is a global financial services firm that conducts its business through three principal business... Read More

  • Trade Surveillance Compliance Analyst - Financial Services

    East End Resources • New York, NY 10261
    COMPLIANCE ANALYST New York, NY Our client, a NYC-based trading firm is looking for a Compliance Analyst. The team is charged with... Read More

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