• AVP Senior Regulatory Compliance Officer, Equities, Derivatives And Futures Or Fixed Income Surveill Jobs in New York, NY 10176

    Jobs 1 to 20 of 505

  • VP Compliance Officer - Risk Assessment

    QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261
    As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More

  • SVB - Vice President I, Corporate Banking - Credit Solutions

    First Citizens Bank • New York, NY 10036
    Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • SVB - Vice President I, Relationship Management, Life Science & Healthcare Banking

    First Citizens Bank • New York, NY 10036
    Overview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts.... Read More

  • Vice President Compliance Monitoring

    Coda Search¦Staffing • New York, NY 10261
    Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and... Read More

  • SVB - Vice President I Global Fund Banking- Portfolio Management

    First Citizens Bank • New York, NY 10036
    Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • SVB - Vice President I, Credit Solutions - FinTech

    First Citizens Bank • New York, NY 10036
    Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • VP, Syndicated Loan Group

    First Citizens Bank • New York, NY 10036
    Overview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of... Read More

  • SVB - Vice President I, Technology Relationship Banking - Consumer Internet

    First Citizens Bank • New York, NY 10036
    Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • Vice President - Renewable Energy Project Finance (New York)

    First Citizens Bank • New York, NY 10036
    Overview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More

  • VP, ETF ADVISOR COMPLIANCE

    BNY Mellon • New York, NY 10261
    Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business,... Read More

  • VP, Senior Underwriter/Portfolio Manager - Sponsor

    First Citizens Bank • New York, NY 10036
    Overview This is an opportunity to work within a small and growing group for a top 20 U.S. Bank with significant advancement... Read More

  • SVB VP I Portfolio Management- Start Up Banking

    First Citizens Bank • New York, NY 10036
    Overview T ogether, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More

  • Compliance Officer

    Cardea Group • New York, NY 10261
    Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as... Read More

  • Senior Vice President, Data Management & Quantitative Analysis Manager

    BNY Mellon • New York, NY 10261
    Senior Vice President, Data Management Quantitative Analysis Manager Bring your ideas. Make history. BNY Mellon offers an exciting... Read More

  • Financial Crimes Compliance Vice President

    Mitsubishi UFJ Trust and Banking Corporation, New York Branch • New York, NY 10261
    Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global... Read More

  • Chief Compliance Officer

    Lime Trading • New York, NY 10261
    Chief Compliance Officer - Execution Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting... Read More

  • Vice President

    talisman advisory partners • New York, NY 10261
    Re: Vice President, Investment Banking, M A, Renewable Energy OVERVIEW Following an exceptionally strong year of performance, our... Read More

  • Crypto Compliance Officer

    JCW • New York, NY 10261
    Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer... Read More

  • VP, Sr First Line Risk Manager-Commercial Finance (hybrid)

    First Citizens Bank • New York, NY 10036
    Overview The VP, Sr First Line Risk Manager (1LOD)- Commercial Finance is responsible for management of Business Unit (BU) risk... Read More

  • Senior Vice President, Healthcare

    The Bliss Group • New York, NY 10261
    Who we are: The Bliss Group is an analytics-driven marketing communications firm that is centered on strong values and a commitment... Read More

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