• Compliance Associate Jobs in Greenwich, CT

    Jobs 1 to 20 of 443

  • Compliance Associate

    JCW • Stamford, CT 06925
    About the Job JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This... Read More

  • Fund Tax Compliance - Associate / Assistant Vice President

    the Ladders • Greenwich, CT 06830
    iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how... Read More

  • Fund Tax Compliance - Associate / Assistant Vice President

    iCapital • Greenwich, CT 06836
    iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how... Read More

  • Entry Level QA Compliance Associate (Resear

    Cardiovascular Research Foundation • Orangeburg, NY 10962
    This role requires working full time on-site at the Skirball Center for Innovation based in Orangeburg, New York. SUMMARY Under... Read More

  • Product Compliance Associate Intern - Summer 2024

    Benjamin Moore • Montvale, NJ 07645
    Overview At Benjamin Moore, we empower our team members to achieve their goals and make a positive impact in our communities. We... Read More

  • Sr. Compliance Officer, Asset Management - Alternatives

    Northern Trust • Stamford, CT 06902
    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has... Read More

  • Compliance, Asset Management Compliance, Associate/Vice President

    The Goldman Sachs Group, Inc • New York, NY 10025
    Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More

  • Compliance, Private Wealth Management Compliance, Associate / Vice President, New York

    The Goldman Sachs Group, Inc • New York, NY 10025
    Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More

  • Senior Compliance Officer

    Annaly Capital Management Inc • New York, NY 10025
    Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The... Read More

  • Senior Compliance Officer - MNPI

    the Ladders • New York, NY 10025
    Senior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public... Read More

  • Senior Compliance Officer, Investments Compliance

    American International Group • New York, NY 10025
    Senior Compliance Officer, Investments Compliance Location Parsippany, NJ or New York, NY At AIG, we are reimagining the way we... Read More

  • Senior Compliance Officer - Institutional Sales Coverage

    Deutsche Bank • New York, NY 10025
    Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York... Read More

  • Technology Compliance - Senior Analyst

    Interactive Brokers • Greenwich, CT 06830
    Job Description Job Description Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance... Read More

  • Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance

    Bloomberg • New York, NY 10025
    The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast -... Read More

  • Vendor Compliance Analyst Sr.

    Global Channel Management • Port Washington, NY 11050
    About the job Vendor Compliance Analyst Sr. Vendor Compliance Analyst Sr. needs 2+ years vendor compliance experience Vendor... Read More

  • Compliance Analyst

    Cloudbreak Compliance Group, LLC • White Plains, NY 10606
    About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily... Read More

  • Compliance, Traceability and Strategy - Senior Compliance Officer, Vice President

    The Goldman Sachs Group, Inc • New York, NY 10025
    Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More

  • Senior Data Analyst - Compliance

    Interactive Brokers • Greenwich, CT 06830
    Job Description Job Description About INTERACTIVE BROKERS! This is a hybrid role (three days in the office/two days remote).... Read More

  • Compliance, Compliance Risk Governance - Senior Compliance Officer, Vice President

    The Goldman Sachs Group, Inc • New York, NY 10025
    Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More

  • Compliance Analyst

    Moors & Cabot Inc • Westport, CT 06880
    Job Description Job Description Role Description The Compliance Analyst is an integral member of the Compliance department that has... Read More

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