Compliance Officer Jobs in Des Plaines, IL

SENIOR COMPLIANCE OFFICER Location: Chicago; Hybrid About us: Halo Investing is an award-winning technology platform that disrupts how protective investment solutions are... Read More

Our client are a market-leading proprietary trading firm. They are seeking a Compliance Officer to join their Chicago offices. Role Specifications: Work with the Senior US... Read More

A mid-sized Investment firm based in Chicago, IL is looking to bring on a Senior Compliance professional to help guide the overrall investment advisery side of the... Read More

Job Description Job Description CRA Compliance Officer Reports to: EVP Chief Operating Officer Summary: Effectively manage Lakeside Banks Community Reinvestment Act (CRA)... Read More

Move to the Tampa FL area! We are seeking a highly skilled candidate to join our clients team as their FCM Chief Compliance Officer, this role will report into the Global... Read More

Job Title: CRA Compliance Officer Overview: This role combines two key areas: CRA (Community Reinvestment Act) and Compliance. It involves managing daily CRA and... Read More

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since... Read More

Employer: DWS Group Title: Senior AFC Compliance Officer - Alternatives Location: Chicago, IL About DWS: DWS Group (DWS) is one of the world's leading asset managers with... Read More

Wintrust is a financial holding company with approximately $50 billion assets under management and traded on the NASDAQ:WTFC. Built on the HAVE IT ALL model, Wintrust... Read More

Wintrust is a financial holding company with approximately $50 billion assets under management and traded on the NASDAQ:WTFC. Built on the HAVE IT ALL model, Wintrust... Read More

COMPLIANCE OFFICER - ONSITE - CHICAGO - PRIOR SUPERVISORY EXP -SALARY $65-$85k Assist with overseeing the consumer compliance functions (laws and regulations) as they... Read More

Description We are offering an exciting opportunity for a Compliance Officer in the Financial Services industry, based in Chicago, Illinois. The role involves implementing... Read More

What can you expect? Marsh McLennan s Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is... Read More

Manage regulatory inquiry and/or external examination process: monitor inquiries and information requests, assign regulatory inquiries/request to compliance staff, review... Read More

Who we are: Optiver Chicago's culture parallels the energetic city we're immersed in. Home to the Chicago Board of Trade, Chicago Board Options Exchange, and Chicago... Read More

Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives. With over $174 billion in assets under management as of March 31, 2024, we invest across... Read More

Responsibilities Compliance Officer/Patient Advocate Full-Time Responsibilities include, but are not limited to the following. The Compliance Officer oversees all... Read More

Overview Permanent, full-time #LI-Hybrid #LI-SD1 StoneX provides institutional-grade global market access, end-to-end clearing and execution, high-touch service and deep... Read More

Job Description: Employer: DWS Group Title: Senior AFC Compliance Officer - Alternatives Location: Chicago About DWS: DWS Group (DWS) is one of the world's leading asset... Read More