• Compliance Officer Jobs in Plano, TX

    Jobs 1 to 20 of 10,499

  • Compliance Officer-Compliance & Regulatory (Derivatives)

    TEPHRA • Plano, TX 75086
    Description: Role: Compliance Officer Job Description Identification and management of the TPA's compliance risk. Role reports to... Read More

  • Manager, Compliance Officer (Trust Compliance)

    TIAA • Frisco, TX 75034
    The Compliance Officer implements broader planning for Trust and Wealth business unit fiduciary compliance programs in order to... Read More

  • Commercial Broker Dealer Chief Compliance Officer - Sr. Director

    Capital One • Plano, TX 75023
    NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr.... Read More

  • VP, Senior Compliance Officer

    Ultimus Fund Solutions, LLC • Dallas, TX 75215
    SUMMARY The VP, Senior Compliance Officer serves as a Chief Compliance Officer (CCO) to trusts of mutual funds and closed-end fund... Read More

  • Compliance Officer

    Moody's • Celina, TX 75009
    Moodys is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity... Read More

  • Bank Compliance Officer (hybrid)

    TIB,N.A. • Farmers Branch, TX 75234
    At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain... Read More

  • VP, Senior BSA Compliance Officer

    NexBank • Dallas, TX 75215
    Company Overview Originally founded in 1922 and headquartered in Dallas, Texas, NexBank (the Bank ) is part of NexBank Capital,... Read More

  • Senior Lead Compliance Officer

    Wells Fargo • Irving, TX 75062
    About this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Wealth Investment Management... Read More

  • Lead Compliance Officer

    Wells Fargo • Irving, TX 75014
    Provide leadership and guidance to Private Wealth Investments and Bank trading desk on various regulatory and policy requirements... Read More

  • Deputy Compliance Officer

    Verily • Dallas, TX 75215
    Who We Are Verily is a subsidiary of Alphabet that is using a data-driven approach to change the way people manage their health and... Read More

  • Senior Lead Compliance Officer

    Wells Fargo • Irving, TX 75061
    About this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Wealth Investment Management... Read More

  • Risk Compliance Officer

    Phaxis • Dallas, TX 75215
    Growing Clearing Broker dealer is seeking a strong surveillance candidate to join their compliance team. Responsibilities:... Read More

  • Senior Compliance Officer - Advisory and Guidance

    Western Alliance Bank • Dallas, TX 75215
    The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with... Read More

  • Regulatory Compliance Officer

    First Mid Bank & Trust • Grapevine, TX 76099
    Position: Regulatory Compliance Officer Location: Grapevine, TX Job Id: 3612 of Openings: 1 The Regulatory Compliance Officer helps... Read More

  • Regulatory Compliance Officer

    First Mid-Illinois Bancshares, Inc. • Grapevine, TX 76051
    The Regulatory Compliance Officer helps ensure the Bank maintains a strong and effective compliance management system by assessing... Read More

  • Compliance Officer - Corporate Function Compliance, Vice President

    MUFG Bank, Ltd. • Irving, TX 75014
    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the... Read More

  • Compliance Officer - Corporate Function Compliance, Vice President

    MUFG • Irving, TX 75014
    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the... Read More

  • Bank Compliance Officer (hybrid)

    TIB,N.A. • Dallas, TX 75215
    At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain... Read More

  • Compliance Officer - Corporate Function Compliance, Vice President

    the Ladders • Irving, TX 75061
    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the... Read More

  • Lead Compliance Officer, Regulatory Librarian

    Wells Fargo • Irving, TX 75062
    At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking... Read More

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