Senior Compliance Officer Jobs in Brooklyn, NY

Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report... Read More

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read More

Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report... Read More

Senior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm... Read More

Senior Compliance Officer, Investments Compliance Location Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage risk. Join us as a... Read More

Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS:... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of... Read More

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy... Read More

Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

About this role: Wells Fargo is seeking Senior Lead Compliance Officers in Corporate Risk as part of Equity Sales and Trading Compliance. Learn more about the career areas... Read More

Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the... Read More

About this role: Wells Fargo is seeking Senior Lead Compliance Officers in Corporate Risk as part of Equity Sales and Trading Compliance. Learn more about the career areas... Read More

Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Your role Are you a Compliance Professional who likes taking on responsibility? Do you enjoy working in a fast paced environment and being the subject matter expert? We... Read More

Your role Are you a Compliance Professional who likes taking on responsibility? Do you enjoy working in a fast paced environment and being the subject matter expert? We... Read More

NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read More