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Senior Compliance Officer Jobs in New York, NY
Jobs 1 to 20 of 3,210 -
Annaly Capital Management Inc • New York, NY 10025Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report... Read MoreRole Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The... Read More
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the Ladders • New York, NY 10025Senior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm... Read MoreSenior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public... Read More
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Cardea Group • New York, NY 10261Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read MoreDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international... Read More
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American International Group • New York, NY 10025Senior Compliance Officer, Investments Compliance Location Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage risk. Join us as a... Read MoreSenior Compliance Officer, Investments Compliance Location Parsippany, NJ or New York, NY At AIG, we are reimagining the way we... Read More
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Millennium Management LLC • New York, NY 10292Senior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm... Read MoreSenior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public... Read More
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Bloomberg • New York, NY 10025The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy... Read MoreThe energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast -... Read More
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The Goldman Sachs Group, Inc • New York, NY 10025Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the... Read MoreJob Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More
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Bloomberg • New York, NY 10261The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy... Read MoreThe energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast -... Read More
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Bloomberg • New York, NY 10176Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a... Read MoreSenior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The... Read More
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Bloomberg • New York, NY 10176Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read MoreSenior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The... Read More
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The Goldman Sachs Group, Inc • New York, NY 10025Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the... Read MoreJob Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More
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Cerberus Capital Management • New York, NY 10261Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read MoreFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary... Read More
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The Goldman Sachs Group, Inc • New York, NY 10261Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the... Read MoreJob Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More
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TIAA • New York, NY 10176The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws,... Read MoreThe Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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American International Group • Parsippany, NJ 07054Senior Compliance Officer, Investments Compliance Location Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage risk. Join us as a... Read MoreSenior Compliance Officer, Investments Compliance Location Parsippany, NJ or New York, NY At AIG, we are reimagining the way we... Read More
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the Ladders • New York, NY 10025NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read MoreNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr.... Read More
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Citigroup, Inc • New York, NY 10025The Role: This is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution activities,... Read MoreThe Role: This is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and... Read More
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Capital One • New York, NY 10007NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the... Read MoreNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr.... Read More
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Hispanic Technology Executive Council • New York, NY 10261The Role: This is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution activities,... Read MoreThe Role: This is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and... Read More
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