Associate Director, Regulatory Quality Management & Compliance Jobs in Basking Ridge, NJ 07920

Our client, a global, multi-strategy hedge fund seeks a Compliance professional in a generalist role to add to its first in class program. This role will offer... Read More

Responsibilities Supports the Compliance, Privacy and Ethics Manager with regard to privacy, compliance and ethics issues and responsibilities. Assists on activities... Read More

Position Summary: As a Compliance Analyst and a member of the MedPro Compliance Advisory Services Team ( MCA ) you will leverage your compliance and regulatory expertise... Read More

Title: Legal and Compliance Analyst Location: Jersey City, NJ Position Type: Contract SKILLS EXPERIENCE WE RE LOOKING FOR BASIC QUALIFICATIONS Bachelor s degree with some... Read More

Location: NYC - Midtown (3-4 days in office) Compensation: $100k-$120k base + bonus ($20k-$30k) A global investment firm is seeking to hire a Compliance Analyst who will... Read More

Our client is seeking a Compliance professional to join their Legal Compliance team in providing the following support for their firm's regulated entities in the US and... Read More

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will... Read More

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the... Read More

Job Description: A property casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance... Read More

A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all impacted Natixis CIB Americas entities and... Read More

General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read More

Role Overview Legal Compliance Analyst: Join our client, a leading financial advisory firm serving high net worth individuals, families, and charitable institutions, as a... Read More

Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer is seeking a skilled and experienced... Read More

Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance... Read More

Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and... Read More

Bank located in NJ is looking to hire a Fair Lending Compliance Analyst Develop, implement, and oversee the Bank s Compliance Fair Lending Monitoring Program to ensure... Read More

Join a Legacy of Innovation 110 Years and Counting! Daiichi Sankyo Group is dedicated to the creation and supply of innovative pharmaceutical therapies to improve... Read More

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More