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Senior Director, DEA Compliance Jobs in Spring Valley, NY 10977
Jobs 1 to 20 of 1,207 -
Cardea Group • New York, NY 10261General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read MoreGeneral Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record,... Read More
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BGC Group • New York, NY 10261Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read MoreJob Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently... Read More
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Atlantic Group • Maplewood, NJ 07040$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer... Read More
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Building Service 32BJ Benefit Funds • New York, NY 10011Overview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office s compliance with financial and reporting regulations pertaining to the administration of its retirement and health welfare employee... Read MoreOverview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund... Read More -
QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read MoreAs the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More
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Cardea Group • New York, NY 10261Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the... Read MoreCompliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as... Read More
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Engage Partners, Inc. • New York, NY 10004Chief Compliance and Privacy Officer Location: Lower Manhattan by Battery Park $180,000 - $220,000 base salary Summary This position serves as a leader on our executive... Read MoreChief Compliance and Privacy Officer Location: Lower Manhattan by Battery Park $180,000 - $220,000 base salary Summary This... Read More
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Natixis Corporate & Investment Banking • New York, NY 10261A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all impacted Natixis CIB Americas entities and... Read MoreA VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all... Read More
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Chardan • New York, NY 10261Title : Senior Compliance Officer About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and emerging growth... Read MoreTitle : Senior Compliance Officer About the Company: Chardan is an independent global investment bank specializing in healthcare,... Read More
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JCW • New York, NY 10261Title: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer is seeking a skilled and experienced... Read MoreTitle: Crypto Compliance Officer Location: New York, NY (hybrid) Company: Broker Dealer in the Crypto Sector A large broker-dealer... Read More
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DWS Group • New York, NY 10261Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read MoreEmployer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole... Read More
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Spencer Ogden • New York, NY 10261Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance... Read MoreJob Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly... Read More
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Partnership Employment • New York, NY 10261Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and... Read MorePosition Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm... Read More
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City Wide Facility Solutions • Paramus, NJ 07653City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ) City Wide ,... Read MoreCity Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern... Read More
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PwC • Woodcliff Lake, NJ 07677A career in our Personal Financial Service practice, within PwC Private, will provide the opportunity to help private companies with a range of business advisory needs such as audit, tax compliance, and planning to help improve their operational efficiency and to free up... Read MoreA career in our Personal Financial Service practice, within PwC Private, will provide the opportunity to help private companies... Read More
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HumanEdge • Rockleigh, NJ 07647Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read MoreOpportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances... Read More
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Partnership Employment • Greenwich, CT 06831Responsibilities Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with applicable regulatory requirements The... Read MoreResponsibilities Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with... Read More
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Pace University • New York, NY 10038Pace University is ranked the #1 private, four-year college in the nation for upward economic mobility by Harvard University s Opportunity Insights, evidence of the transformative education the University provides. To add to our esteemed faculty, the College of Health... Read MorePace University is ranked the #1 private, four-year college in the nation for upward economic mobility by Harvard University s... Read More
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PwC • Paterson, NJ 07510A career in our Personal Financial Service practice, within PwC Private, will provide the opportunity to help private companies with a range of business advisory needs such as audit, tax compliance, and planning to help improve their operational efficiency and to free up... Read MoreA career in our Personal Financial Service practice, within PwC Private, will provide the opportunity to help private companies... Read More
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FirstKey Mortgage, LLC • New York, NY 10261Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read MoreCompany Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management... Read More
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