Managing Director, Chief Compliance Officer – Regulatory Control Matrix And Regulatory Change Manage Jobs in New York, NY 10176

Title : Senior Compliance Officer (Control Room) About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and... Read More

General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read More

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read More

Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read More

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read More

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More

Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read More

Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments, audits,... Read More

A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all impacted Natixis CIB Americas entities and... Read More

Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance... Read More

Assist the Consumer Compliance Officer CRA Officer with the formulation; implementation and monitoring of the Consumer Compliance program and related risk to ensure that... Read More

Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the... Read More

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read More

Job Description: A property casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance... Read More

Chief Compliance and Privacy Officer Location: Lower Manhattan by Battery Park $180,000 - $220,000 base salary Summary This position serves as a leader on our executive... Read More

COMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from Home) HOURS: 8:00am 5:00pm (with... Read More

About The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in the United States. Our commitment to... Read More

Company Background FirstKey Mortgage, LLC ( FKM ) is one of the world s leading private label securitization and asset management firms. We are a boutique financial... Read More

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will... Read More