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Global Compliance Practices - Monitoring & Testing Compliance - Associate Jobs in New York, NY 10176
Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate...
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Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary...
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Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the...
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Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a...
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Assist the Consumer Compliance Officer CRA Officer with the formulation; implementation and monitoring of the Consumer Compliance program and related risk to ensure that...
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Assist the Consumer Compliance Officer CRA Officer with the formulation; implementation and monitoring of the Consumer Compliance...
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Commercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions! Responsibilities: Assess, identify and...
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Commercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions!...
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Our client is seeking a Compliance professional to join their Legal Compliance team in providing the following support for their firm's regulated entities in the US and...
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Our client is seeking a Compliance professional to join their Legal Compliance team in providing the following support for their...
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Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will...
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Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join...
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Title : Senior Compliance Officer (Control Room) About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and...
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Title : Senior Compliance Officer (Control Room) About the Company: Chardan is an independent global investment bank specializing...
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About the Job JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This role would report directly into the...
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About the Job JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This...
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Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot...
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Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole...
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Supplement Manufacturing Partners (SMP Nutra)
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Brentwood, NY 11717
Job Title: Regulatory Compliance Associate Experience with label compliance in nutraceutical industry required. Responsibilities: Responsibilities include but are not...
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Job Title: Regulatory Compliance Associate Experience with label compliance in nutraceutical industry required. Responsibilities:...
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Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments, audits,...
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Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s...
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Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and...
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Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting...
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COMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from Home) HOURS: 8:00am 5:00pm (with...
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COMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from...
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About The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in the United States. Our commitment to...
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About The Levy Group With over 75 years of industry expertise, The Levy Group remains one of the largest apparel manufacturers in...
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Natixis Corporate & Investment Banking
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New York, NY 10261
A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all impacted Natixis CIB Americas entities and...
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A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all...
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General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully...
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General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record,...
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Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance...
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Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly...
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Job Description: A property casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance...
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Job Description: A property casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form...
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COMPLIANCE ANALYST New York, NY Our client, a NYC-based trading firm is looking for a Compliance Analyst. The team is charged with establishing, implementing and...
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COMPLIANCE ANALYST New York, NY Our client, a NYC-based trading firm is looking for a Compliance Analyst. The team is charged with...
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Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their Global AML program. This person will be...
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Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their...
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