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Manager Regulatory Compliance Functional Oversight Jobs in New York, NY 10176
Jobs 1 to 20 of 247 -
Building Service 32BJ Benefit Funds • New York, NY 10011Overview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office s compliance with financial and reporting regulations pertaining to the administration of its retirement and health welfare employee... Read MoreOverview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund... Read More -
SBG Funding • New York, NY 10261Sr. Compliance Manager About SBG Funding SBG Funding is one of the nation s leading sources of business funding. We are a forward-thinking niche financing firm with years... Read MoreSr. Compliance Manager About SBG Funding SBG Funding is one of the nation s leading sources of business funding. We are a... Read More
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Vaco • Jersey City, NJ 07097Global Risk Compliance Manager Contract-to-hire Remote Why We're Hiring The Global Risk Compliance Manager is a critical position within the company. The candidate will... Read MoreGlobal Risk Compliance Manager Contract-to-hire Remote Why We're Hiring The Global Risk Compliance Manager is a critical position... Read More
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Chardan • New York, NY 10261Title : Senior Compliance Officer (Control Room) About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and... Read MoreTitle : Senior Compliance Officer (Control Room) About the Company: Chardan is an independent global investment bank specializing... Read More
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DWS Group • New York, NY 10261Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read MoreEmployer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole... Read More
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Building Service 32BJ Benefit Funds • New York, NY 10001Job Description Job Description Overview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office s... Read MoreJob Description Job Description Overview of Role: The Deputy Compliance Director is responsible for supporting the Compliance... Read More
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Cerberus Capital Management • New York, NY 10261Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read MoreFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary... Read More
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Solomon Page • New York, NY 10261We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that... Read MoreWe are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service,... Read More
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Confidential • New York, NY 10261A mid-sized debt settlement firm is seeking a Head of Risk Management and Compliance to oversee the firm s business practices. This person will function as a senior leader... Read MoreA mid-sized debt settlement firm is seeking a Head of Risk Management and Compliance to oversee the firm s business practices. This... Read More
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VortexLegal • White Plains, NY 10606Do you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a great company! This position is ideal for... Read MoreDo you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a... Read More
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Phathom Pharmaceuticals • Florham Park, NJ 07932Phathom Pharmaceuticals is a biopharmaceutical company focused on the development and commercialization of novel treatments for gastrointestinal (GI) diseases. We have... Read MorePhathom Pharmaceuticals is a biopharmaceutical company focused on the development and commercialization of novel treatments for... Read More
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HumanEdge • Rockleigh, NJ 07647Opportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances activities, including all reports and... Read MoreOpportunity Description The QA DEA Compliance Coordinator is responsible for maintaining all administrative controlled substances... Read More
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The Goodkind Group, LLC • New York, NY 10261Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read MoreConduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting... Read More
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McGowan Well Water Compliance • Ringwood, NJ 07456Company Description McGowan Well Water Compliance Management is a Potable Water Compliance company located in Ringwood, New Jersey. Our company is dedicated to ensuring... Read MoreCompany Description McGowan Well Water Compliance Management is a Potable Water Compliance company located in Ringwood, New Jersey.... Read More
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Cardea Group • New York, NY 10261General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read MoreGeneral Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record,... Read More
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HumanEdge • New York, NY 10261Our client serves over 16,000 frail individuals and help them live in their homes and independently for as long as possible. Join our compassionate and dedicated team and... Read MoreOur client serves over 16,000 frail individuals and help them live in their homes and independently for as long as possible. Join... Read More
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Natixis Corporate & Investment Banking • New York, NY 10261A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all impacted Natixis CIB Americas entities and... Read MoreA VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all... Read More
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Spencer Ogden • New York, NY 10261Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance... Read MoreJob Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly... Read More
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Jobot • Greenwich, CT 06831Compliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match This Jobot Job is hosted by: Donna Gawroski-Kusik... Read MoreCompliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match This... Read More
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YAI • New York, NY 10261Compliance and Quality Improvement Manager - Education Services Under the direction of the Assistant Director of Compliance and Quality Improvement, the Compliance and... Read MoreCompliance and Quality Improvement Manager - Education Services Under the direction of the Assistant Director of Compliance and... Read More
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