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Chief Compliance Officer Jobs in New York, NY 10176
Jobs 1 to 20 of 1,163 -
Cardea Group • New York, NY 10261General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read MoreGeneral Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record,... Read More
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BGC Group • New York, NY 10261Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read MoreJob Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently... Read More
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Atlantic Group • Maplewood, NJ 07040$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer... Read More
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Engage Partners, Inc. • New York, NY 10004Chief Compliance and Privacy Officer Location: Lower Manhattan by Battery Park $180,000 - $220,000 base salary Summary This position serves as a leader on our executive... Read MoreChief Compliance and Privacy Officer Location: Lower Manhattan by Battery Park $180,000 - $220,000 base salary Summary This... Read More
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QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read MoreAs the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More
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Atlantic Group • New York, NY 10261Location: NYC (Midtown) Compensation: $200k-$225k base + bonus Company: $70 billion alternative asset manager in NYC The Role The Compliance Officer will act as a... Read MoreLocation: NYC (Midtown) Compensation: $200k-$225k base + bonus Company: $70 billion alternative asset manager in NYC The Role The... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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Coda Search¦Staffing • New York, NY 10261Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read MoreJob Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts. Headquartered in Raleigh, N.C., First Citizens has built a unique legacy of strength, stability and long-term thinking that has spanned generations.... Read MoreOverview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts.... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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Chardan • New York, NY 10261Title : Senior Compliance Officer (Control Room) About the Company: Chardan is an independent global investment bank specializing in healthcare, technology, SPACs and... Read MoreTitle : Senior Compliance Officer (Control Room) About the Company: Chardan is an independent global investment bank specializing... Read More
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DWS Group • New York, NY 10261Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read MoreEmployer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of existing investments. Train and mentor junior team members on investing and portfolio management philosophies, deal closings, internal systems... Read MoreOverview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of... Read More
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Building Service 32BJ Benefit Funds • New York, NY 10011Overview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office s compliance with financial and reporting regulations pertaining to the administration of its retirement and health welfare employee... Read MoreOverview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund... Read More -
First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing solutions for renewable and conventional power generation. The unit manages a large, diverse portfolio that includes investments in all asset... Read MoreOverview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More
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Cerberus Capital Management • New York, NY 10261Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read MoreFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary... Read More
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First Citizens Bank • New York, NY 10036Overview T ogether, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview T ogether, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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The Goodkind Group, LLC • New York, NY 10261Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read MoreConduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting... Read More
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