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SEC Compliance Manager/Director Jobs in Cupertino, CA 95015
Jobs 1 to 20 of 99 -
Penserra Capital Management • San Francisco, CA 94199Penserra Capital Management LLC is seeking a full time Chief Compliance Officer to oversee all aspects of the firm s compliance program. Penserra Capital is an SEC... Read MorePenserra Capital Management LLC is seeking a full time Chief Compliance Officer to oversee all aspects of the firm s compliance... Read More
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Grassi Investment Management • Santa Clara, CA 95053Grassi Investment Management a leading top wealth management firm in the Silicon Valley with over 1B in AUM is looking for a Financial Consultant with strong marketing and... Read MoreGrassi Investment Management a leading top wealth management firm in the Silicon Valley with over 1B in AUM is looking for a... Read More
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Gilead Sciences, Inc. • San Mateo, CA 94404Sr. Director, Pharmaceutical Crime/Healthcare Fraud Investigator, IP Legal United States - Florida - MiamiUnited States - California - Foster City Gilead Sciences, Inc. is... Read MoreSr. Director, Pharmaceutical Crime/Healthcare Fraud Investigator, IP Legal United States - Florida - MiamiUnited States -... Read More
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East Bay Asian Local Development Corporation (EBALDC) • Oakland, CA 94601Emphasizing our historic and continuing commitment to Asian and Pacific Islander communities, the East Bay Asian Local Development Corporation (EBALDC) works with and for... Read MoreEmphasizing our historic and continuing commitment to Asian and Pacific Islander communities, the East Bay Asian Local Development... Read More
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Northwestern Mutual • San Jose, CA 95101Must be based within reasonable commuting distance of 95008 to be considered Considering a career in the financial services industry? At Northwestern Mutual San Jose, our... Read MoreMust be based within reasonable commuting distance of 95008 to be considered Considering a career in the financial services... Read More
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Portfolio Archer • San Jose, CA 95101Exciting Remote Opportunity Awaits: Transform Your Career Path! Embark on a Revolutionary Career Journey - No Prior Experience Needed! Are you yearning for a career that... Read MoreExciting Remote Opportunity Awaits: Transform Your Career Path! Embark on a Revolutionary Career Journey - No Prior Experience... Read More
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Hanover • San Francisco, CA 94199Our San Francisco headquartered RIA client is looking for a Client Relationship Manager with a CFP to be the main point of contact for the firm's existing and future... Read MoreOur San Francisco headquartered RIA client is looking for a Client Relationship Manager with a CFP to be the main point of contact... Read More
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LinkedIn • Sunnyvale, CA 94087Description LinkedIn is the world's largest professional network, connecting professionals globally and creating economic opportunities for every member of the workforce.... Read MoreDescription LinkedIn is the world's largest professional network, connecting professionals globally and creating economic... Read More
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Edward Jones • Watsonville, CA 95076The freedom and flexibility of an entrepreneur. Backed by our vast resources. It's the best of both worlds. While Edward Jones' 18,000 financial advisors run their practices independently, they're far from alone. When you join Edward Jones, you're backed by a team of... Read MoreThe freedom and flexibility of an entrepreneur. Backed by our vast resources. It's the best of both worlds. While Edward Jones'... Read More
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4D Molecular Therapeutics • Emeryville, CA 94608Attention recruitment agencies: All agency inquiries are vetted through 4DMT s internal Talent Acquisition team. No unsolicited resumes will be accepted. Agencies must be... Read MoreAttention recruitment agencies: All agency inquiries are vetted through 4DMT s internal Talent Acquisition team. No unsolicited... Read More
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Gilead Sciences, Inc. • San Mateo, CA 94404Director, Quality Assurance Compliance/Auditor United States - California - Foster City Gilead Sciences, Inc. is a research-based bio-pharmaceutical company that... Read MoreDirector, Quality Assurance Compliance/Auditor United States - California - Foster City Gilead Sciences, Inc. is a research-based... Read More
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Baylands Development Inc. • San Francisco, CA 94199About Us: BDI (thebaylands.com) is a company dedicated to sustainable development and environmental restoration. We are redeveloping and revitalizing a large brownfield... Read MoreAbout Us: BDI (thebaylands.com) is a company dedicated to sustainable development and environmental restoration. We are... Read More
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Northwestern Mutual • Walnut Creek, CA 94598Financial Advisor *Must be in San Francisco East Bay Area At Northwestern Mutual, Build a Business for Yourself, but Not by Yourself. Northwestern Mutual was named one of... Read MoreFinancial Advisor *Must be in San Francisco East Bay Area At Northwestern Mutual, Build a Business for Yourself, but Not by... Read More
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Robert Half • Palo Alto, CA 94306Our client is a fast growing venture capital firm based in the south bay. This is a high exposure role, reporting to the CEO. This role is also very hands on with a lot of... Read MoreOur client is a fast growing venture capital firm based in the south bay. This is a high exposure role, reporting to the CEO. This... Read More
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SHEIN Distribution Corporation • Palo Alto, CA 94306Job Title: Payment Compliance Manager Job Locatio n: California or Seattle, WA Job Status: Exempt, FT Pay Range: $107,600.00 to $180,200.00 bonus and RSU About SHEIN SHEIN... Read MoreJob Title: Payment Compliance Manager Job Locatio n: California or Seattle, WA Job Status: Exempt, FT Pay Range: $107,600.00 to... Read More
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First Citizens Bank • Santa Clara, CA 95054Overview Responsible for a functional vertical (Finance, Credit Regulatory) and manage a team of technical leads and data engineers and partners to deliver solutions for the functional vertical. Ensure that new solutions align with enterprise data and platform strategies... Read MoreOverview Responsible for a functional vertical (Finance, Credit Regulatory) and manage a team of technical leads and data engineers... Read More
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Pop-Up Talent • San Francisco, CA 94199Environmental Construction Compliance Manager San Francisco, CA Salary $90-150K Negotiable depending on experience WHO WE ARE: Applied Technology Science (A-T-S) is an... Read MoreEnvironmental Construction Compliance Manager San Francisco, CA Salary $90-150K Negotiable depending on experience WHO WE ARE:... Read More
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JW Michaels & Co. • San Francisco, CA 94199SEC registered investment adviser searching for an experienced Senior Compliance Officer. Position will work with/report to the CCO as part of a three person team. Partner... Read MoreSEC registered investment adviser searching for an experienced Senior Compliance Officer. Position will work with/report to the CCO... Read More
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Bay Area Private School (Confidential) • Palo Alto, CA 94306Armanino has been retained to lead the search for our client's Chief Financial Officer. Please see below for details on the role, and further directions on how to apply... Read MoreArmanino has been retained to lead the search for our client's Chief Financial Officer. Please see below for details on the role,... Read More
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Bloom Talent Solutions • San Jose, CA 95101Bloom Partners has been hired by a highly regarded landscape service provider based in Morgan Hill, California to seek a results-driven and strategically minded Vice... Read MoreBloom Partners has been hired by a highly regarded landscape service provider based in Morgan Hill, California to seek a... Read More
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