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Compliance Officer Jobs in United States
Jobs 1 to 20 of 53,989 -
First Citizens Bank • Raleigh, NC 27609Overview This position is responsible for developing and executing the Compliance Risk Management Program of the Bank, which includes implementation of complex regulatory requirements that impact multiple systems, processes, and clients. Maintains detailed knowledge of... Read MoreOverview This position is responsible for developing and executing the Compliance Risk Management Program of the Bank, which... Read More
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Overview This position is responsible for developing and executing the Compliance Risk Management Program of the Bank, which includes implementation of complex regulatory requirements that impact multiple systems, processes, and clients. Maintains detailed knowledge of... Read MoreOverview This position is responsible for developing and executing the Compliance Risk Management Program of the Bank, which... Read More
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Midland States Bank • Champaign, IL 61820Job Description At Midland States Bank, base salary is one component of our Total Rewards program. Exact compensation is determined by factors such as (but not limited to)... Read MoreJob Description At Midland States Bank, base salary is one component of our Total Rewards program. Exact compensation is determined... Read More
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Central State Bank • Cedar Rapids, IA 52402Central State Bank has an immediate opening for a Compliance and BSA Officer at our Cedar Rapids location. Our Compliance and BSA Officer is responsible for ensuring compliance with federal and state banking regulations. The Compliance and BSA Officer assists the COO/CRO... Read MoreCentral State Bank has an immediate opening for a Compliance and BSA Officer at our Cedar Rapids location. Our Compliance and BSA... Read More -
Cardea Group • New York, NY 10261General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read MoreGeneral Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record,... Read More
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CRO Strategies • Miami, FL 33222The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. Key Responsibilities: Regulatory... Read MoreThe Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance.... Read More
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Larson MaddoxWe are currently partnered with a leading Investment Management firm looking to add a Senior Compliance Officer to their growing team. This position offers tons of growth... Read MoreWe are currently partnered with a leading Investment Management firm looking to add a Senior Compliance Officer to their growing... Read More
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Stealth Fintech Startup Alpha • Los Angeles, CA 90079WE ARE HIRING!!! ??? We are seeking a diligent and knowledgeable Compliance Officer to join our team. The Compliance Officer will be responsible for developing,... Read MoreWE ARE HIRING!!! ??? We are seeking a diligent and knowledgeable Compliance Officer to join our team. The Compliance Officer will... Read More
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Citizens Bank of LafayetteCompliance Officer The Compliance Officer plays a crucial role in ensuring that our bank adheres to all relevant laws, regulations, and internal policies. They are... Read MoreCompliance Officer The Compliance Officer plays a crucial role in ensuring that our bank adheres to all relevant laws, regulations,... Read More
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Larson Maddox • Chicago, IL 60290We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities... Read MoreWe're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role,... Read More
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Xponance, Inc. • Philadelphia, PA 19019About Xponance Xponance is a distinguished, woman-led, and entirely employee-owned multi-strategy investment firm dedicated to revolutionizing access to alpha for clients... Read MoreAbout Xponance Xponance is a distinguished, woman-led, and entirely employee-owned multi-strategy investment firm dedicated to... Read More
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Larson Maddox • Kansas City, MO 64101Our client, a growing Investment firm, is seeking a highly qualified and experienced Deputy Chief Compliance Officer to join their compliance team. The ideal candidate has... Read MoreOur client, a growing Investment firm, is seeking a highly qualified and experienced Deputy Chief Compliance Officer to join their... Read More
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PeopleSolutionsNOW • Allentown, PA 18103Title: Director of Compliance Employer: MassMutual Greater Philadelphia Search Firm: PeopleSolutionsNOW Salary 80,000-120,000 Base Salary Hybrid (after 90 days) Fortune... Read MoreTitle: Director of Compliance Employer: MassMutual Greater Philadelphia Search Firm: PeopleSolutionsNOW Salary 80,000-120,000 Base... Read More
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The Goodkind Group, LLC • New York, NY 10261Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read MoreConduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting... Read More
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JW Michaels & Co. • Boston, MA 02298Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person... Read MoreGrowing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This... Read More
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Amherst • Austin, TX 78716The Compliance Officer will assist with the effective implementation and administration of Amherst Capital s compliance program with an emphasis on initiatives relating to... Read MoreThe Compliance Officer will assist with the effective implementation and administration of Amherst Capital s compliance program... Read More
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Experis • Charlotte, NC 28202Our Enterprise Fortune 50 Financial Services client is looking for a strong Internal Auditor with a background in Risk and Controls. You will join a Consumer Leading team looking to hire multiple highly motivated Compliance Specialists and Auditors. Lead Compliance... Read MoreOur Enterprise Fortune 50 Financial Services client is looking for a strong Internal Auditor with a background in Risk and... Read More
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Solomon Abraham Consulting • Hunt Valley, MD 21065Description Publicly traded Fintech is looking for a Compliance Officer to join their compliance team in Maryland US, responsible for ensuring that the operations adhere... Read MoreDescription Publicly traded Fintech is looking for a Compliance Officer to join their compliance team in Maryland US, responsible... Read More
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Hilltop Securities Inc. • Dallas, TX 75215HilltopSecurities is currently hiring a Compliance Officer in Dallas, Texas or St. Paul Minnesota. The Compliance Department at Hilltop Securities Inc. is responsible for... Read MoreHilltopSecurities is currently hiring a Compliance Officer in Dallas, Texas or St. Paul Minnesota. The Compliance Department at... Read More
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Larson Maddox • Chicago, IL 60290Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global... Read MoreOur client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a... Read More
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