Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and...
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Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency...
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Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief...
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Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international...
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Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and...
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Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting...
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Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot...
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Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole...
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Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate...
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Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary...
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QUANTEAM - North America (RAINBOW PARTNERS Group)
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New York, NY 10261
As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values...
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As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and...
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$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across...
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$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer...
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Natixis Corporate & Investment Banking
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New York, NY 10261
Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer...
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Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the...
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Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit...
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Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping...
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Company Introduction Kashable is a fast growing, venture-backed Fin-Tech startup based in NYC. We provide socially- responsible, low-cost credit to American employees...
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Company Introduction Kashable is a fast growing, venture-backed Fin-Tech startup based in NYC. We provide socially- responsible,...
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COMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from Home) HOURS: 8:00am 5:00pm (with...
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COMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from...
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General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly report to the Sanctions Program...
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General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly...
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Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their middle office banking team! Responsibilities: Support the implementation and...
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Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their middle office banking team!...
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Summary The Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments,...
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Summary The Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm...
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Exact compensation may vary based on several factors, including skills, experience, and education. Benefit packages for this role will start on the 31st day of employment...
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Exact compensation may vary based on several factors, including skills, experience, and education. Benefit packages for this role...
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Cloudbreak Compliance Group, LLC
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White Plains, NY 10606
About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak...
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About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily...
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Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain...
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Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and...
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$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance...
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$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee...
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We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that...
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We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service,...
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Overview This position leads analytic efforts, delivers strategic insight, and acts as a technical expert for business systems within the Bank. Performs at the highest level of service complexity in support of system operations, performance, and usage. Develops advanced...
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Overview This position leads analytic efforts, delivers strategic insight, and acts as a technical expert for business systems...
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