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Compliance Testing Officer Jobs in Greenwich, CT 06831
Jobs 1 to 20 of 3,299 -
Lime Trading • New York, NY 10261Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and... Read MoreChief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency... Read More
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Cardea Group • New York, NY 10261Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read MoreDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international... Read More
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Evolution • Fairfield, CT 06828The Compliance Officer will be responsible for overseeing operational and studio compliance for the Fairfield, CT live studios. Essential Job Function Responsibilities... Read MoreThe Compliance Officer will be responsible for overseeing operational and studio compliance for the Fairfield, CT live studios.... Read More
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The Goodkind Group, LLC • New York, NY 10261Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read MoreConduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting... Read More
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DWS Group • New York, NY 10261Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read MoreEmployer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole... Read More
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Cerberus Capital Management • New York, NY 10261Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read MoreFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary... Read More
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QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read MoreAs the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mu
Atlantic Group • Stamford, CT 06925$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance... Read More$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee... Read More -
Atlantic Group • Maplewood, NJ 07040$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer... Read More
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Cloudbreak Compliance Group, LLC • White Plains, NY 10606About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read MoreAbout Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily... Read More
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Natixis Corporate & Investment Banking • New York, NY 10261Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer... Read MoreNatixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the... Read More
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New Start Capital • New York, NY 10261Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit... Read MoreCompany Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping... Read More
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PAYARC • Greenwich, CT 06831We are a technology-driven company. We built our business with the purpose of empowering people and improving their organizations, one payment at a time. We started our... Read MoreWe are a technology-driven company. We built our business with the purpose of empowering people and improving their organizations,... Read More
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Kashable • New York, NY 10261Company Introduction Kashable is a fast growing, venture-backed Fin-Tech startup based in NYC. We provide socially- responsible, low-cost credit to American employees... Read MoreCompany Introduction Kashable is a fast growing, venture-backed Fin-Tech startup based in NYC. We provide socially- responsible,... Read More
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VortexLegal • White Plains, NY 10606Do you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a great company! This position is ideal for... Read MoreDo you have experience handling compliance matters in the life insurance industry? If so, this is a great opportunity to join a... Read More
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Glocap • New York, NY 10261COMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from Home) HOURS: 8:00am 5:00pm (with... Read MoreCOMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from... Read More
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BBVA • New York, NY 10261General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly report to the Sanctions Program... Read MoreGeneral Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly... Read More
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Social Capital Resources • New York, NY 10261Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their middle office banking team! Responsibilities: Support the implementation and... Read MoreTop-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their middle office banking team!... Read More
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Mast-Jägermeister US • White Plains, NY 10606Position Summary: Mast-Jà germeister US is seeking a savvy Senior Finance Analyst to join our motivated and fast paced Finance team in White Plains, NY. The SFA will work on a variety of tasks, including modeling, reporting, metrics, and forecasting. The ideal candidate... Read MorePosition Summary: Mast-Jà germeister US is seeking a savvy Senior Finance Analyst to join our motivated and fast paced Finance team... Read More
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Considine Search • New York, NY 10261Summary The Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments,... Read MoreSummary The Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm... Read More
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