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Vice President, Capital Markets Compliance Officer Jobs in New York, NY 10019
Jobs 1 to 20 of 2,020 -
QUANTEAM - North America (RAINBOW PARTNERS Group) • New York, NY 10261As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values... Read MoreAs the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and... Read More
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Atlantic Group • New York, NY 10261Location: NYC (Midtown) Compensation: $200k-$225k base + bonus Company: $70 billion alternative asset manager in NYC The Role The Compliance Officer will act as a... Read MoreLocation: NYC (Midtown) Compensation: $200k-$225k base + bonus Company: $70 billion alternative asset manager in NYC The Role The... Read More
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Coda Search¦Staffing • New York, NY 10261Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read MoreJob Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts. Headquartered in Raleigh, N.C., First Citizens has built a unique legacy of strength, stability and long-term thinking that has spanned generations.... Read MoreOverview First Citizens Bank helps personal, business, commercial and wealth clients build financial strength that lasts.... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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WISSEN TECHNOLOGY PRIVATE LIMITED • New York, NY 10001Job description Assistant Vice President/Vice President, Knowledge Graph Engineer, Wissen Technology, NY The Wissen team continues to expand its footprint in the Canada... Read MoreJob description Assistant Vice President/Vice President, Knowledge Graph Engineer, Wissen Technology, NY The Wissen team continues... Read More
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First Citizens Bank • New York, NY 10036Overview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of existing investments. Train and mentor junior team members on investing and portfolio management philosophies, deal closings, internal systems... Read MoreOverview Underwrite investments in broadly syndicated institutional, non-investment grade cash flow loans. Manage a portfolio of... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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DWS Group • New York, NY 10261Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read MoreEmployer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole... Read More
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First Citizens Bank • New York, NY 10036Overview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview Together, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing solutions for renewable and conventional power generation. The unit manages a large, diverse portfolio that includes investments in all asset... Read MoreOverview First Citizens Energy Finance leverages its deep industry knowledge and expertise to offer comprehensive financing... Read More
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Cerberus Capital Management • New York, NY 10261Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read MoreFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary... Read More
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HELP USA • New York, NY 10003Location: 115 E 13th Street, New York, NY What You ll Do HELP USA has a portfolio of over 40 separately located sites and programs, primarily in the Greater New York City... Read MoreLocation: 115 E 13th Street, New York, NY What You ll Do HELP USA has a portfolio of over 40 separately located sites and programs,... Read More
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First Citizens Bank • New York, NY 10036Overview T ogether, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial institution with a 125-year tradition of service and the personalized approach of a nimble financial partner. First Citizens Bank helps personal,... Read MoreOverview T ogether, Silicon Valley Bank and First Citizens offer you the strength and stability of a diversified financial... Read More
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The Goodkind Group, LLC • New York, NY 10261Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read MoreConduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting... Read More
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Mitsubishi UFJ Trust and Banking Corporation, New York Branch • New York, NY 10261Responsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards.... Read MoreResponsibilities: Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global... Read More
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Cardea Group • New York, NY 10261General Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully... Read MoreGeneral Counsel Chief Compliance Officer++ (New York, NY) Our client, a $1B+ hedge fund with a strong reputation and track record,... Read More
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Crédit Agricole CIB • New York, NY 10261Summary: Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to... Read MoreSummary: Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with... Read More
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First Citizens Bank • New York, NY 10036Overview The VP, Sr First Line Risk Manager (1LOD)- Commercial Finance is responsible for management of Business Unit (BU) risk activities, in adherence with the Company's Risk Appetite and Corporate Strategy. The position ensures team serves as an effective... Read MoreOverview The VP, Sr First Line Risk Manager (1LOD)- Commercial Finance is responsible for management of Business Unit (BU) risk... Read More
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