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Compliance Analyst- EComms Surveillance/Registrations Manager Jobs in New York, NY 10261
Jobs 1 to 20 of 2,525 -
New Start Capital • New York, NY 10261Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit... Read MoreCompany Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping... Read More
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Glocap • New York, NY 10261COMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from Home) HOURS: 8:00am 5:00pm (with... Read MoreCOMPANY: Hedge Fund POSITION: Legal and Compliance Analyst LOCATION: Midtown, Manhattan (HYBRID 3 Days In Office/2 Days Work from... Read More
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BBVA • New York, NY 10261General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly report to the Sanctions Program... Read MoreGeneral Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly... Read More
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Considine Search • New York, NY 10261Summary The Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments,... Read MoreSummary The Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm... Read More
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Insight Global • Morristown, NJ 07961Exact compensation may vary based on several factors, including skills, experience, and education. Benefit packages for this role will start on the 31st day of employment... Read MoreExact compensation may vary based on several factors, including skills, experience, and education. Benefit packages for this role... Read More
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Cloudbreak Compliance Group, LLC • White Plains, NY 10606About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak... Read MoreAbout Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily... Read More
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Mission Staffing • New York, NY 10261Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their Global AML program. This person will be... Read MoreOur client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their... Read More
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Elenteny Imports • New York, NY 10001Job Description WHO WE AREElenteny Imports is a multifaceted, services business for wine, spirits, and beer importation and distribution. We work with companies who find... Read MoreJob Description WHO WE AREElenteny Imports is a multifaceted, services business for wine, spirits, and beer importation and... Read More
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Source One Technical Solutions • Raritan, NJ 08869Source One is a consulting services company and we re currently looking for the following individual to work as a consultant with our direct client, a global... Read MoreSource One is a consulting services company and we re currently looking for the following individual to work as a consultant with... Read More
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BBVA • New City, NY 10956Compliance Analyst Job Description Assist team with the implementation of an effective compliance program identifying and prioritizing compliance and regulatory risk... Read MoreCompliance Analyst Job Description Assist team with the implementation of an effective compliance program identifying and... Read More
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Talently Recruiting • New York, NY 10261Job Title Chief Compliance Officer Location Bronx, NY Skills Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity We are a rapidly... Read MoreJob Title Chief Compliance Officer Location Bronx, NY Skills Compliance, Leadership, Multi-Entity Outpatient Healthcare About... Read More
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BGC Group • New York, NY 10261Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four... Read MoreJob Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently... Read More
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AbbVie • Somerville, NJ 08876Company Description AbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues today and address the medical... Read MoreCompany Description AbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues... Read More
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The Goodkind Group, LLC • New York, NY 10261Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and... Read MoreConduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting... Read More
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Sia Partners • New York, NY 10261Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior... Read MoreSia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting... Read More
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DWS Group • New York, NY 10261Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures but also a whole lot... Read MoreEmployer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole... Read More
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Cerberus Capital Management • New York, NY 10261Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate... Read MoreFounded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary... Read More
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First Citizens Bank • New York, NY 10036Overview First Citizens Bank Equipment Finance provides leasing and equipment financing solutions to small businesses and middle market companies in a wide range of industries on both a private label and direct basis. We provide financing solutions for our borrowers and... Read MoreOverview First Citizens Bank Equipment Finance provides leasing and equipment financing solutions to small businesses and middle... Read More
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Spencer Ogden • New York, NY 10261Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance... Read MoreJob Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly... Read More
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Solomon Page • New York, NY 10261We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that... Read MoreWe are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service,... Read More
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