Senior Compliance Manager Jobs in Brooklyn, NY

About Binance.US: Binance.US is America's #1 Crypto Platform for Low Fees, featuring secure access to 150+ popular cryptocurrencies. Founded in 2019 and headquartered in... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Mercury is building a complete financial stack for startups. Since we launched in 2019, our customer base has grown to over 200,000 startups and small businesses from all... Read More

Requisition ID: 200274 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors,... Read More

Description This role supports the Consumer Bank's First Line of Defense UDAAP Risk function by identifying and mitigating potential UDAAP risk. You will serve as a... Read More

Work Location: New York, New York Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

Select how often (in days) to receive an alert: Senior Product Manager, Privacy Compliance Location: New York, NY, US Redwood City, CA, US Department: General Product... Read More

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief... Read More

Specialty/Competency: Conduct and Compliance Industry/Sector: Pharma and Life Sciences Time Type: Full time Travel Requirements: Up to 40% A career within Regulatory Risk... Read More

Description The Compliance Assurance function is a part of the second line of defense and is responsible for providing independent assurance regarding the adequacy,... Read More

Center 1 (19052), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior Manager will report... Read More

Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report... Read More

Center 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior Manager will report... Read More

Description The Compliance Assurance function is a part of the second line of defense and is responsible for providing independent assurance regarding the adequacy,... Read More

Senior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm... Read More

Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo... Read More

Senior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm... Read More

Position Title Regulatory Change Management Compliance Specialist Sr Location NY / 1400 Broadway Floor 07 Job Summary Regulatory Compliance is responsible for developing... Read More